Filing Details
- Accession Number:
- 0001127602-16-037445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-20 17:57:27
- Reporting Period:
- 2016-01-19
- Filing Date:
- 2016-01-20
- Accepted Time:
- 2016-01-20 17:57:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247947 | G Victoire Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 273,561 | No | 4 | P | Indirect | AMR - Main Trust - A |
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 13,548 | No | 4 | P | Indirect | BTR-Class A Trust |
Class A Common Stock | Acquisiton | 2016-01-19 | 765 | $43.88 | 34,171 | No | 4 | P | Indirect | VGR - Trust |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 274,326 | No | 4 | P | Indirect | AMR - Main Trust - A |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 34,936 | No | 4 | P | Indirect | VGR - Trust |
Class A Common Stock | Acquisiton | 2016-01-20 | 765 | $43.00 | 14,313 | No | 4 | P | Indirect | BTR-Class A Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | AMR - Main Trust - A |
No | 4 | P | Indirect | BTR-Class A Trust |
No | 4 | P | Indirect | VGR - Trust |
No | 4 | P | Indirect | AMR - Main Trust - A |
No | 4 | P | Indirect | VGR - Trust |
No | 4 | P | Indirect | BTR-Class A Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 14,160 | Indirect | AMR - IRA |
Class A Common Stock | 753 | Indirect | AMR - RAII |
Class A Common Stock | 369 | Indirect | AMR - RAIV |
Class A Common Stock | 1,975 | Indirect | AMR - RMI (Delaware) |
Class A Common Stock | 21,286 | Indirect | By Spouse/Trust 2 (Sr.) |
Class A Common Stock | 13,600 | Indirect | AMR - Trust3 (GC) |
Class A Common Stock | 6 | Indirect | AMR-RAIV-GP |
Class A Common Stock | 27,929 | Indirect | BTR - RAII |
Class A Common Stock | 15,705 | Indirect | BTR - RAIV |
Class A Common Stock | 2,116 | Indirect | VGR - RAII |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 14,322 | 14,322 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,035 | 1,035 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 44,662 | 44,662 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 43,969 | 43,969 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 61,768 | 61,768 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,322 | 14,322 | Indirect | |
1,035 | 1,035 | Indirect | |
44,662 | 44,662 | Indirect | |
19 | 19 | Indirect | |
43,969 | 43,969 | Indirect | |
61,768 | 61,768 | Indirect | |
5,143 | 5,143 | Indirect | |
5,143 | 5,143 | Indirect |
Footnotes
- Purchases made as part of multiple share lots. Price represents average price.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
- BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
- BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
- N/A
- Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
- Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.