Filing Details

Accession Number:
0001127602-16-037445
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-20 17:57:27
Reporting Period:
2016-01-19
Filing Date:
2016-01-20
Accepted Time:
2016-01-20 17:57:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247947 G Victoire Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-19 765 $43.88 273,561 No 4 P Indirect AMR - Main Trust - A
Class A Common Stock Acquisiton 2016-01-19 765 $43.88 13,548 No 4 P Indirect BTR-Class A Trust
Class A Common Stock Acquisiton 2016-01-19 765 $43.88 34,171 No 4 P Indirect VGR - Trust
Class A Common Stock Acquisiton 2016-01-20 765 $43.00 274,326 No 4 P Indirect AMR - Main Trust - A
Class A Common Stock Acquisiton 2016-01-20 765 $43.00 34,936 No 4 P Indirect VGR - Trust
Class A Common Stock Acquisiton 2016-01-20 765 $43.00 14,313 No 4 P Indirect BTR-Class A Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect AMR - Main Trust - A
No 4 P Indirect BTR-Class A Trust
No 4 P Indirect VGR - Trust
No 4 P Indirect AMR - Main Trust - A
No 4 P Indirect VGR - Trust
No 4 P Indirect BTR-Class A Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,160 Indirect AMR - IRA
Class A Common Stock 753 Indirect AMR - RAII
Class A Common Stock 369 Indirect AMR - RAIV
Class A Common Stock 1,975 Indirect AMR - RMI (Delaware)
Class A Common Stock 21,286 Indirect By Spouse/Trust 2 (Sr.)
Class A Common Stock 13,600 Indirect AMR - Trust3 (GC)
Class A Common Stock 6 Indirect AMR-RAIV-GP
Class A Common Stock 27,929 Indirect BTR - RAII
Class A Common Stock 15,705 Indirect BTR - RAIV
Class A Common Stock 2,116 Indirect VGR - RAII
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 14,322 14,322 Indirect
Class A Common Stock Class B Common Stock $0.00 1,035 1,035 Indirect
Class A Common Stock Class B Common Stock $0.00 44,662 44,662 Indirect
Class A Common Stock Class B Common Stock $0.00 19 19 Indirect
Class A Common Stock Class B Common Stock $0.00 43,969 43,969 Indirect
Class A Common Stock Class B Common Stock $0.00 61,768 61,768 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Class A Common Stock Class B Common Stock $0.00 5,143 5,143 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
14,322 14,322 Indirect
1,035 1,035 Indirect
44,662 44,662 Indirect
19 19 Indirect
43,969 43,969 Indirect
61,768 61,768 Indirect
5,143 5,143 Indirect
5,143 5,143 Indirect
Footnotes
  1. Purchases made as part of multiple share lots. Price represents average price.
  2. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
  3. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  4. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
  5. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  6. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
  7. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
  8. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
  9. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
  10. BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
  11. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
  12. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
  13. N/A
  14. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  15. represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
  16. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
  17. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.
  18. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.