Filing Details
- Accession Number:
- 0001209191-16-092499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-20 15:12:31
- Reporting Period:
- 2016-01-19
- Filing Date:
- 2016-01-20
- Accepted Time:
- 2016-01-20 15:12:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | Retail-Eating Places (5812) | 352382255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557260 | A Dolf Berle | 2481 Manana Drive Dallas TX 75220 | Pres. & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-19 | 4,000 | $4.44 | 4,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-19 | 4,000 | $33.99 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-01-19 | 4,000 | $0.00 | 4,000 | $4.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 288,952 | 2015-03-23 | 2021-03-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 8, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $33.25 to 35.17, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The option vested in installments on March 23, 2012, 2013, 2014, 2015 and on October 9, 2014. 36,582 options will vest on March 23, 2016.
Billionaire Hedge Funds
