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Filing Details

Accession Number:: 0000874015-16-000108
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-19 20:27:50
Reporting Period:: 2016-01-15

Filing Date:: 2016-01-19
Accepted Time:: 2016-01-19 20:27:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874015	Ionis Pharmaceuticals Inc	IONS	Pharmaceutical Preparations (2834)	330336973

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
897667	T Stanley Crooke	C/O Ionis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-01-15	2,977	$0.00	17,619	No	4	M	Direct
Common Stock	Disposition	2016-01-19	1,645	$41.46	15,974	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	5,547	$0.00	21,521	No	4	M	Direct
Common Stock	Disposition	2016-01-19	3,065	$41.46	18,456	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	7,813	$0.00	26,269	No	4	M	Direct
Common Stock	Disposition	2016-01-19	4,317	$41.46	21,952	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	6,875	$0.00	28,827	No	4	M	Direct
Common Stock	Disposition	2016-01-19	3,798	$41.47	25,029	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	316	$0.00	1,613	No	4	M	Indirect	By wife
Common Stock	Disposition	2016-01-19	124	$41.46	1,489	No	4	S	Indirect	By wife
Common Stock	Acquisiton	2016-01-15	416	$0.00	1,905	No	4	M	Indirect	By wife
Common Stock	Disposition	2016-01-19	166	$41.46	1,739	No	4	S	Indirect	By wife
Common Stock	Acquisiton	2016-01-15	354	$0.00	2,093	No	4	M	Indirect	By wife
Common Stock	Disposition	2016-01-19	141	$41.46	1,952	No	4	S	Indirect	By wife
Common Stock	Acquisiton	2016-01-15	363	$0.00	2,315	No	4	M	Indirect	By wife
Common Stock	Disposition	2016-01-19	145	$41.46	2,170	No	4	S	Indirect	By wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Indirect	By wife
No	4	S	Indirect	By wife
No	4	M	Indirect	By wife
No	4	S	Indirect	By wife
No	4	M	Indirect	By wife
No	4	S	Indirect	By wife
No	4	M	Indirect	By wife
No	4	S	Indirect	By wife

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2016-01-15	32,530	$0.00	32,530	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-01-15	1,333	$0.00	1,333	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	2,977	$0.00	2,977	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	5,547	$0.00	5,547	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	7,813	$0.00	7,813	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	6,875	$0.00	6,875	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	316	$0.00	316	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	416	$0.00	416	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	354	$0.00	354	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	363	$0.00	363	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,530	No	4	A	Direct
1,333	No	4	A	Indirect
0	No	4	M	Direct
5,547	No	4	M	Direct
15,624	No	4	M	Direct
20,625	No	4	M	Direct
0	No	4	M	Indirect
416	No	4	M	Indirect
708	No	4	M	Indirect
1,087	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	725,391	Indirect	By trust

Footnotes

Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2012.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 30, 2013.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 30, 2013.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2014.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2015.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2015.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2013.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2013.
Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.
Grant 1/15/2016 to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2017. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2020. The RSU is vested as to 0 shares on January 15, 2016.
Grant 1/15/2016 to reporting person's wife of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2017. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2020. The RSU is vested as to 0 shares on January 15, 2016.
Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU was fully vested on January 15, 2016.
Restricted Stock Unit Award granted on January 30, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017.
Restricted Stock Unit Award granted on January 15, 2014. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2015. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2018.
Restricted Stock Unit Award granted on January 15, 2015. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019.
Restricted Stock Unit Award granted on January 15, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017.