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Filing Details

Accession Number:: 0000874015-16-000107
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-19 20:27:22
Reporting Period:: 2016-01-15

Filing Date:: 2016-01-19
Accepted Time:: 2016-01-19 20:27:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874015	Ionis Pharmaceuticals Inc	IONS	Pharmaceutical Preparations (2834)	330336973

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1074773	L Elizabeth Hougen	C/O Ionis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010	Svp, Finance & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-01-15	541	$0.00	4,009	No	4	M	Direct
Common Stock	Disposition	2016-01-19	216	$41.47	3,793	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	312	$0.00	4,105	No	4	M	Direct
Common Stock	Disposition	2016-01-19	125	$41.46	3,980	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	654	$0.00	4,634	No	4	M	Direct
Common Stock	Disposition	2016-01-19	261	$41.46	4,373	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	1,875	$0.00	6,248	No	4	M	Direct
Common Stock	Disposition	2016-01-19	747	$41.47	5,501	No	4	S	Direct
Common Stock	Acquisiton	2016-01-15	1,380	$0.00	6,881	No	4	M	Direct
Common Stock	Disposition	2016-01-19	550	$41.47	6,331	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2016-01-15	6,373	$0.00	6,373	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	541	$0.00	541	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	312	$0.00	312	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	654	$0.00	654	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-01-15	1,875	$0.00	1,875	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-01-15	1,380	$0.00	1,380	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,373	No	4	A	Direct
0	No	4	M	Direct
312	No	4	M	Direct
653	No	4	M	Direct
3,750	No	4	M	Direct
4,138	No	4	M	Direct

Footnotes

Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2012.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2013.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2013.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2014.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014.
Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2015.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2015.
Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.
Grant 1/15/2016 to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2017. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2020. The RSU is vested as to 0 shares on January 15, 2016.
Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU was fully vested on January 15, 2016.
Restricted Stock Unit Award granted on January 15, 2013. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2014. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2017.
Restricted Stock Unit Award granted on January 15, 2014. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2015. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2018.
Restricted Stock Unit Award granted on January 15, 2015. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2016. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2019.