Filing Details

Accession Number:
0001104659-16-090478
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-19 19:57:20
Reporting Period:
2016-01-14
Filing Date:
2016-01-19
Accepted Time:
2016-01-19 19:57:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1549922 Summit Midstream Partners Lp SMLP Natural Gas Transmission (4922) 455200503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456360 Energy Capital Partners Ii, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1456364 Energy Capital Partners Ii-A, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1532708 Energy Capital Partners Ii (Summit Co-Invest), Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1558915 Energy Capital Partners Ii, Llc 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
Yes No Yes No
1558920 Energy Capital Partners Ii-B Ip, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1558930 Energy Capital Partners Ii-C (Summit Ip), Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units (Limited Partner Interests) Acquisiton 2016-01-14 104,912 $16.86 838,995 No 4 P Indirect BY: SMLP HOLDINGS, LLC
Common Units (Limited Partner Interests) Acquisiton 2016-01-15 55,762 $16.30 894,757 No 4 P Indirect BY: SMLP HOLDINGS, LLC
Common Units (Limited Partner Interests) Acquisiton 2016-01-19 85,189 $15.94 979,946 No 4 P Indirect BY: SMLP HOLDINGS, LLC
Common Units (Limited Partner Interests) Acquisiton 2016-01-19 21,787 $15.09 1,001,733 No 4 P Indirect BY: SMLP HOLDINGS, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY: SMLP HOLDINGS, LLC
No 4 P Indirect BY: SMLP HOLDINGS, LLC
No 4 P Indirect BY: SMLP HOLDINGS, LLC
No 4 P Indirect BY: SMLP HOLDINGS, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units (Limited Partner Interests) 151,160 Indirect BY: SUMMIT MIDSTREAM PARTNERS, LLC
Common Units (Limited Partner Interests) 5,293,571 Indirect BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC
Footnotes
  1. Units were purchased pursuant to a 10b5-1 plan entered into on December 15, 2015.
  2. These common units were purchased in multiple transactions ranging from $16.59 to $17.20, inclusive.
  3. The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in footnotes 2, 4, 5 and 6.
  4. These common units were purchased in multiple transactions ranging from $16.11 to $16.45, inclusive.
  5. These common units were purchased in multiple transactions ranging from $15.24 to $16.25, inclusive.
  6. These common units were purchased in multiple transactions ranging from $14.91 to $15.21, inclusive.