Filing Details
- Accession Number:
- 0001490660-16-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-19 17:36:59
- Reporting Period:
- 2016-01-14
- Filing Date:
- 2016-01-19
- Accepted Time:
- 2016-01-19 17:36:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200465 | M Phillip Fernandez | 901 Mariners Island Blvd San Mateo CA 94404 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-14 | 10,800 | $2.38 | 143,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-14 | 1,400 | $21.85 | 141,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-01-14 | 4,900 | $22.97 | 136,720 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-01-14 | 4,500 | $24.01 | 132,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-15 | 10,800 | $2.38 | 143,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-15 | 9,900 | $22.75 | 133,120 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-01-15 | 900 | $23.55 | 132,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-01-14 | 10,800 | $0.00 | 10,800 | $2.38 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-01-15 | 10,800 | $0.00 | 10,800 | $2.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,669 | 2021-01-24 | No | 4 | M | Direct | |
| 81,869 | 2021-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 310,214 | Indirect | by Trust |
| Common Stock | 11,270 | Indirect | by Trust2 |
Footnotes
- The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on August 7, 2015.
- This transaction was executed in multiple trades at prices ranging from $21.53 to $22.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $22.60 to $23.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $23.72 to $24.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $22.34 to $23.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $23.35 to $23.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
- The shares are held directly by the Fernandez-Sternbergh Joint Revocable Trust dated January 10, 2014 for which the reporting person serves as trustee.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 25, 2012 and one forty-eighth of the shares vest monthly thereafter.
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