Filing Details

Accession Number:
0001611953-16-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-19 17:29:23
Reporting Period:
2016-01-15
Filing Date:
2016-01-19
Accepted Time:
2016-01-19 17:29:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384972 M Jeffrey Levy 52 South Broad Street
Norwich NY 13815
Evp/ Pres Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 235 $25.11 41,310 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 520 $25.11 40,790 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 432 $25.11 40,358 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 435 $25.11 39,923 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-15 474 $25.11 39,449 No 4 F Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-01-19 1,503 $24.97 37,946 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 5,530 Indirect 401k
Nbt Bancorp Inc. Common Stock 1,080 Indirect NBT Bancorp ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $20.19 2011-01-15 2020-01-15 9,000 9,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.38 2010-01-15 2019-01-15 13,000 13,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.76 2008-01-01 2017-01-01 9,000 9,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-15 9,000 9,000 Direct
2019-01-15 13,000 13,000 Direct
2017-01-01 9,000 9,000 Direct
Footnotes
  1. The sale price is an average of 1,503 shares sold at prices between $24.76 and $25.37
  2. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
  3. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.