Filing Details

Accession Number:
0000899243-16-011863
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-19 10:48:12
Reporting Period:
2016-01-14
Filing Date:
2016-01-19
Accepted Time:
2016-01-19 10:48:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903240 Jay Stein Stein Mart, Inc.
1200 Riverplace Boulevard
Jacksonville FL 32207
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-14 45,000 $6.48 656,799 No 4 P Direct
Common Stock Acquisiton 2016-01-15 18,000 $6.30 674,799 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 731,600 Indirect By trust for benefit of spouse
Common Stock 10,912,260 Indirect Stein Ventures Limited Partnership
Common Stock 40,275 Indirect Cary Ventures, Inc.
Common Stock 1,273,694 Indirect By trust for benefit of daughter
Common Stock 773,694 Indirect By trust for benefit of daughter
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.43 to $6.50, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.26 to $6.44, inclusive.