Filing Details
- Accession Number:
- 0001534424-16-000521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-15 18:18:32
- Reporting Period:
- 2016-01-15
- Filing Date:
- 2016-01-15
- Accepted Time:
- 2016-01-15 18:18:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard Suite 560 Minneapolis MN 55416 | Yes | No | No | No | |
1542769 | Ao Partners I, Lp | 3033 Excelsior Blvd Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-15 | 250 | $2.23 | 56,224 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2016-01-15 | 14,913 | $2.25 | 71,137 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-15 | 4,026 | $2.30 | 75,163 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,037,984 | Indirect | By AO Partners, LP |
Footnotes
- The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.