Filing Details

Accession Number:
0001534424-16-000521
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-15 18:18:32
Reporting Period:
2016-01-15
Filing Date:
2016-01-15
Accepted Time:
2016-01-15 18:18:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788920 Pro Dex Inc PDEX Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478067 John Nicholas Swenson 3033 Excelsior Boulevard
Suite 560
Minneapolis MN 55416
Yes No No No
1542769 Ao Partners I, Lp 3033 Excelsior Blvd
Suite 560
Minneapolis MN 55416
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-15 250 $2.23 56,224 No 4 L Direct
Common Stock Acquisiton 2016-01-15 14,913 $2.25 71,137 No 4 P Direct
Common Stock Acquisiton 2016-01-15 4,026 $2.30 75,163 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,037,984 Indirect By AO Partners, LP
Footnotes
  1. The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.