Filing Details
- Accession Number:
- 0001127602-16-037077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-15 17:58:30
- Reporting Period:
- 2016-01-14
- Filing Date:
- 2016-01-15
- Accepted Time:
- 2016-01-15 17:58:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247944 | A Alison Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-01-14 | 30 | $42.79 | 6,059 | No | 4 | P | Indirect | By Trust |
| Class A Common Stock | Acquisiton | 2016-01-15 | 170 | $42.76 | 6,229 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,116 | Indirect | By Assoc II |
| Class A Common Stock | 19,576 | Indirect | By Assoc II/Daughter 2 |
| Class A Common Stock | 2,046 | Indirect | By Trust (Daughter 2) |
| Class A Common Stock | 200 | Indirect | Reporting Person's spouse serves as Trustee for the benefit of Elisabeth Rankin |
| Class A Common Stock | 17,688 | Indirect | By Assoc II/Daughter 1 |
| Class A Common Stock | 3,933 | Indirect | By Trust (Daughter 1) |
| Class A Common Stock | 200 | Indirect | Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin |
| Class A Common Stock | 6 | Indirect | By Spouse (GP) |
| Class A Common Stock | 33,287 | Indirect | By Assoc II/Spouse |
| Class A Common Stock | 22,385 | Indirect | By Spouse (RA4) |
| Class A Common Stock | 1,975 | Indirect | By Spouse/RMI (Delaware) |
| Class A Common Stock | 75,461 | Indirect | By Spouse/Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 75,504 | 75,504 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 62,670 | 62,670 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 118,125 | 118,125 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 4,808 | 4,808 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 75,504 | 75,504 | Direct | |
| 5,143 | 5,143 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 19 | 19 | Indirect | |
| 62,670 | 62,670 | Indirect | |
| 118,125 | 118,125 | Indirect | |
| 4,808 | 4,808 | Indirect |
Footnotes
- Purchases made as part of multiple share lots. Price represents average price.
- Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
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