Filing Details
- Accession Number:
- 0001127602-16-037069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-15 17:52:47
- Reporting Period:
- 2016-01-14
- Filing Date:
- 2016-01-15
- Accepted Time:
- 2016-01-15 17:52:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 901733 | F Roger Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive., Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-01-14 | 30 | $42.79 | 6,059 | No | 4 | P | Indirect | By Spouse/Trust |
| Class A Common Stock | Acquisiton | 2016-01-15 | 170 | $42.76 | 6,229 | No | 4 | P | Indirect | By Spouse/Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spouse/Trust |
| No | 4 | P | Indirect | By Spouse/Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,116 | Indirect | By Assoc II/Spouse |
| Class A Common Stock | 19,576 | Indirect | By Assoc II/Daughter 2 |
| Class A Common Stock | 2,046 | Indirect | By Trust (Daughter 2) |
| Class A Common Stock | 200 | Indirect | Reporting Person serves as Trustee for the Benefit of Elisabeth Rankin |
| Class A Common Stock | 17,688 | Indirect | By Assoc II/Daughter 1 |
| Class A Common Stock | 3,933 | Indirect | By Trust (Daughter 1) |
| Class A Common Stock | 200 | Indirect | Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin |
| Class A Common Stock | 6 | Indirect | By GP |
| Class A Common Stock | 22,385 | Indirect | By RA4 |
| Class A Common Stock | 33,287 | Indirect | By Assoc II |
| Class A Common Stock | 1,975 | Indirect | By RMI (Delaware) |
| Class A Common Stock | 75,461 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 75,504 | 75,504 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 62,670 | 62,670 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 4,808 | 4,808 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 118,125 | 118,125 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 75,504 | 75,504 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 19 | 19 | Indirect | |
| 62,670 | 62,670 | Indirect | |
| 4,808 | 4,808 | Indirect | |
| 118,125 | 118,125 | Indirect |
Footnotes
- Purchases made as part of multiple share lots. Price represents average price.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficialownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
- (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
- Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
- N/A
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.---------
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