Filing Details
- Accession Number:
- 0001209191-16-091600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-15 11:19:10
- Reporting Period:
- 2016-01-13
- Filing Date:
- 2016-01-15
- Accepted Time:
- 2016-01-15 11:19:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-01-13 | 1,400 | $5.71 | 3,325,670 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-13 | 700 | $5.68 | 3,326,370 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-13 | 400 | $5.75 | 3,326,770 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-14 | 1,200 | $5.85 | 3,327,970 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-14 | 700 | $5.76 | 3,328,670 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-14 | 213 | $5.83 | 3,328,883 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-14 | 100 | $5.80 | 3,328,983 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-14 | 87 | $5.68 | 3,329,070 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.