Home > Insider Trading > Filing (0001209191-16-091558)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security Brokers, Dealers & Flotation Companies (6211)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1093960	Mark Zeitchick	4400 Biscayne Boulevard 12Th Floor Miami FL 33137	Executive Vice President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-01-14	5,000	$2.24	2,627,801	No	4	P	Indirect	Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
8.00% Series A Cumulative Redeemable Preferred Stock	4,000	Indirect	Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.