Filing Details
- Accession Number:
- 0001140361-16-047852
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-14 19:16:16
- Reporting Period:
- 2016-01-12
- Filing Date:
- 2016-01-14
- Accepted Time:
- 2016-01-14 19:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433195 | Appfolio Inc | APPF | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279755 | F Jason Hughes | 1482 East Valley Road Suite 300 Santa Barbara CA 93108 | No | No | Yes | No | |
1279767 | L Steven Karan | 1482 East Valley Road Suite 300 Santa Barbara CA 93108 | No | No | Yes | No | |
1646465 | Clarity Ventures, L.p. | 1482 East Valley Road Suite 300 Santa Barbara CA 93108 | No | No | Yes | No | |
1646467 | Meadowridge Ventures, L.p. | 1482 East Valley Road Suite 300 Santa Barbara CA 93108 | No | No | Yes | No | |
1661441 | Clarity Ventures, Inc. | 1482 East Valley Road Suite 300 Santa Barbara CA 93108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-01-12 | 15,600 | $13.05 | 79,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-12 | 500 | $13.05 | 7,979 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-13 | 10,200 | $12.68 | 89,200 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-01-13 | 400 | $12.68 | 8,379 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 175,025 | Direct | |
Class A Common Stock | 12,890 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $13.25, inclusive. The reporting persons undertake to provide to AppFolio, Inc., any security holder of AppFolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (4) to this Form 4.
- These shares are directly owned by Clarity Ventures, L.P. ("Clarity LP"). These shares are indirectly owned by Clarity Ventures, Inc. ("Clarity GP"), as the general partner of Clarity LP. These shares are also indirectly owned by Steven L. Karan ("Mr. Karan"), as the President and 100% owner of Clarity GP, and by Jason F. Hughes ("Mr. Hughes"), as an authorized officer of Clarity GP.
- These shares are directly owned by Meadowridge Ventures, L.P. ("Meadowridge"). These shares are indirectly owned by Clarity GP, as the general partner of Meadowridge. These shares are also indirectly owned by Mr. Karan, as the President and 100% owner of Clarity GP, and by Mr. Hughes, as an authorized officer of Clarity GP.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.49 to $12.84, inclusive.
- These shares are directly owned by Mr. Karan. These shares are held in the Steven L. Karan Roth IRA.
- These shares are directly owned by Mr. Hughes. These shares are held in the Jason F. Hughes Roth IRA.