Filing Details
- Accession Number:
- 0000899243-16-011720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-14 19:42:32
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2016-01-14
- Accepted Time:
- 2016-01-14 19:42:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903240 | Jay Stein | Stein Mart, Inc. 1200 Riverplace Boulevard Jacksonville FL 32207 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-16 | 17,500 | $6.96 | 501,799 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-12 | 50,000 | $6.34 | 551,799 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-01-13 | 60,000 | $6.49 | 611,799 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 731,600 | Indirect | By trust for benefit of spouse |
Common Stock | 10,912,260 | Indirect | Stein Ventures Limited Partnership |
Common Stock | 40,275 | Indirect | Cary Ventures, Inc. |
Common Stock | 1,273,694 | Indirect | By trust for benefit of daughter |
Common Stock | 773,694 | Indirect | By trust for benefit of daughter |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.00, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.24 to $6.44, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.43 to $6.50, inclusive.