Home > Insider Trading > Filing (0001012975-16-000916)

Filing Details

Accession Number:: 0001012975-16-000916
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-14 18:00:59
Reporting Period:: 2016-01-12

Filing Date:: 2016-01-14
Accepted Time:: 2016-01-14 18:00:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
778164	Pacific Ethanol Inc.	PEIX	Industrial Organic Chemicals (2860)	412170618

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1531741	Candlewood Investment Group, Lp	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1663659	Candlewood Special Situations General, Llc	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1663660	Candlewood Investment Group General, Llc	555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-01-12	236,654	$3.10	3,228,841	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-12	32,271	$3.10	551,632	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-13	425,685	$3.22	3,654,526	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-13	58,048	$3.22	609,680	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-14	63,260	$3.36	3,717,786	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-14	8,626	$3.36	618,306	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-14	880,000	$3.55	4,597,786	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-01-14	120,000	$3.55	738,306	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,126,184	Indirect	See footnote
Common Stock	77,293	Indirect	See footnote
Common Stock	48,153	Indirect	See footnote
Common Stock	192,612	Indirect	See footnote

Footnotes

This transaction was executed in multiple trades at prices ranging from $3.035 to $3.180. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $3.11 to $3.45. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
This transaction was executed in multiple trades at prices ranging from $3.26 to $3.43. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The securities are directly held by private investment funds for which (i) Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager and (ii) Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Each of the Investment Manager, the Fund GP and the Manager GP disclaims pecuniary interest in the reported securities except to the extent of its economic interest.
The securities are directly held by private investment funds for which the Investment Manager controls the investment manager advising such funds. The Manager GP serves as the general partner of the Investment Manager. Each of the Investment Manager and the Manager GP disclaims pecuniary interest in the reported securities except to the extent of its economic interest.