Filing Details
- Accession Number:
- 0000914190-16-000518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-14 17:20:08
- Reporting Period:
- 2016-01-12
- Filing Date:
- 2016-01-14
- Accepted Time:
- 2016-01-14 17:20:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195116 | Arno Therapeutics Inc | ARNI | Pharmaceutical Preparations (2834) | 522286452 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1170542 | M David Tanen | 200 Route 31 North Suite 104 Flemington NJ 08822 | Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-12 | 362,015 | $0.35 | 362,015 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,691 | Indirect | By spouse for minor children |
| Common Stock | 171,712 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $8.00 | 2019-09-29 | 1,250 | 1,250 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.00 | 2020-11-05 | 1,250 | 1,250 | Direct | |
| Common Stock | Stock Option (right to buy) | $2.40 | 2023-11-04 | 68,448 | 68,448 | Direct | |
| Common Stock | Stock Option (right to buy) | $2.90 | 2024-01-24 | 34,224 | 34,224 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-09-29 | 1,250 | 1,250 | Direct |
| 2020-11-05 | 1,250 | 1,250 | Direct |
| 2023-11-04 | 68,448 | 68,448 | Direct |
| 2024-01-24 | 34,224 | 34,224 | Direct |
Footnotes
- On January 12, 2016, the David M. Tanen Revocable Grantor Trust was issued 362,015 shares upon the automatic conversion of $126,705.48 of principal and accrued interest under a 6% unsecured convertible promissory note previously issued to the David M. Tanen Revocable Grantor Trust by the Issuer on October 21, 2015.
- Held by the David M. Tanen Revocable Grantor Trust, of which the Reporting Person is a beneficiary.
- Held by the Reporting Person's spouse as custodian for the benefit of their minor children under the Uniform Gift to Minors Act. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
- Currently exercisable.
- Vests in equal 36-monthly installments commencing 12/4/13.
- Vests in equal 12-monthly installments commencing 2/24/14.
Billionaire Hedge Funds
