Filing Details
- Accession Number:
- 0001612892-16-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-13 21:08:06
- Reporting Period:
- 2016-01-13
- Filing Date:
- 2016-01-13
- Accepted Time:
- 2016-01-13 21:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612892 | Eric Deeds | 1250 53Rd Street, Suite 2 Emeryville CA 94608 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-13 | 7,069 | $2.32 | 30,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-01-13 | 7,069 | $13.04 | 23,556 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-01-13 | 7,069 | $0.00 | 7,069 | $2.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
122,386 | 2023-06-10 | No | 4 | M | Direct |
Footnotes
- Of the reported shares, 20,313 shares are represented by RSUs.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.13 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Subject to the Reporting Person's continued service to the Issuer, 25% of the shares subject to the option vested on 4/8/2014, and thereafter 1/48th of the shares vestmonthly.