Filing Details
- Accession Number:
- 0001489096-16-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-13 18:08:24
- Reporting Period:
- 2015-07-30
- Filing Date:
- 2016-01-13
- Accepted Time:
- 2016-01-13 18:08:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181536 | Jay Peterson | 100 Thermon Drive San Marcos TX 78666 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-31 | 1,481 | $0.00 | 19,946 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-07-31 | 405 | $24.13 | 19,541 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-08-01 | 2,696 | $0.00 | 22,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-01 | 737 | $24.13 | 21,500 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-08-02 | 2,711 | $0.00 | 24,211 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-02 | 741 | $24.13 | 23,470 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-12-14 | 1,000 | $16.58 | 24,470 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2015-07-30 | 4,476 | $0.00 | 4,476 | $0.00 |
Common Stock | Performance Units | Acquisiton | 2015-07-30 | 9,035 | $0.00 | 9,035 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-07-31 | 1,481 | $0.00 | 1,481 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-08-01 | 2,696 | $0.00 | 2,696 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-08-02 | 2,711 | $0.00 | 2,711 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,476 | 2016-07-30 | 2018-07-30 | No | 4 | A | Direct |
9,035 | 2018-03-31 | 2018-03-31 | No | 4 | A | Direct |
2,963 | 2015-07-31 | 2017-07-31 | No | 4 | M | Direct |
2,697 | 2014-08-01 | 2016-08-01 | No | 4 | M | Direct |
0 | 2013-08-02 | 2015-08-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Units | $0.00 | 2014-03-31 | 2016-03-31 | 2,697 | 2,697 | Direct |
Common Stock | Performance Units | $0.00 | 2017-03-31 | 2017-03-31 | 8,480 | 8,480 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.00 | 2012-05-04 | 2021-05-04 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-31 | 2,697 | 2,697 | Direct |
2017-03-31 | 8,480 | 8,480 | Direct |
2021-05-04 | 2,000 | 2,000 | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.
- On July 30, 2015, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- On July 31, 2014, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- On August 1, 2013, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- On August 2, 2012, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- On August 1, 2013, the reporting person was granted a performance unit award vesting in equal annual installments on March 31, 2014, 2015 and 2016. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- On July 31, 2014, the reporting person was granted a performance unit award vesting on March 31, 2017. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- On May 4, 2011, the reporting person was granted a stock option award vesting in equal annual installments on the first, second, third, fourth and fifth anniversaries of the award.