Filing Details

Accession Number:
0001489096-16-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-13 18:08:24
Reporting Period:
2015-07-30
Filing Date:
2016-01-13
Accepted Time:
2016-01-13 18:08:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181536 Jay Peterson 100 Thermon Drive
San Marcos TX 78666
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-31 1,481 $0.00 19,946 No 4 M Direct
Common Stock Disposition 2015-07-31 405 $24.13 19,541 No 4 F Direct
Common Stock Acquisiton 2015-08-01 2,696 $0.00 22,237 No 4 M Direct
Common Stock Disposition 2015-08-01 737 $24.13 21,500 No 4 F Direct
Common Stock Acquisiton 2015-08-02 2,711 $0.00 24,211 No 4 M Direct
Common Stock Disposition 2015-08-02 741 $24.13 23,470 No 4 F Direct
Common Stock Acquisiton 2015-12-14 1,000 $16.58 24,470 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2015-07-30 4,476 $0.00 4,476 $0.00
Common Stock Performance Units Acquisiton 2015-07-30 9,035 $0.00 9,035 $0.00
Common Stock Restricted Stock Units Disposition 2015-07-31 1,481 $0.00 1,481 $0.00
Common Stock Restricted Stock Units Disposition 2015-08-01 2,696 $0.00 2,696 $0.00
Common Stock Restricted Stock Units Disposition 2015-08-02 2,711 $0.00 2,711 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,476 2016-07-30 2018-07-30 No 4 A Direct
9,035 2018-03-31 2018-03-31 No 4 A Direct
2,963 2015-07-31 2017-07-31 No 4 M Direct
2,697 2014-08-01 2016-08-01 No 4 M Direct
0 2013-08-02 2015-08-02 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Units $0.00 2014-03-31 2016-03-31 2,697 2,697 Direct
Common Stock Performance Units $0.00 2017-03-31 2017-03-31 8,480 8,480 Direct
Common Stock Stock Option (Right to Buy) $12.00 2012-05-04 2021-05-04 2,000 2,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-31 2,697 2,697 Direct
2017-03-31 8,480 8,480 Direct
2021-05-04 2,000 2,000 Direct
Footnotes
  1. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
  2. Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.
  3. On July 30, 2015, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
  4. On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
  5. On July 31, 2014, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
  6. On August 1, 2013, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
  7. On August 2, 2012, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
  8. On August 1, 2013, the reporting person was granted a performance unit award vesting in equal annual installments on March 31, 2014, 2015 and 2016. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
  9. On July 31, 2014, the reporting person was granted a performance unit award vesting on March 31, 2017. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
  10. On May 4, 2011, the reporting person was granted a stock option award vesting in equal annual installments on the first, second, third, fourth and fifth anniversaries of the award.