Filing Details
- Accession Number:
- 0000905718-16-001053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-13 10:22:19
- Reporting Period:
- 2016-01-12
- Filing Date:
- 2016-01-13
- Accepted Time:
- 2016-01-13 10:22:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917523 | Revolution Lighting Technologies Inc. | RVLT | Electric Lighting & Wiring Equipment (3640) | 593046866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217902 | V Robert Lapenta | C/O Aston Capital, Llc, 177 Broad Street Stamford CT 06901 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2016-01-12 | 83,109 | $0.78 | 500,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 83,253,863 | Indirect | By limited liability company |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7549 to $0.8050, inclusive. The reporting person undertakes to provide to Revolution Lighting Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- As of January 12, 2016, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Issuer's common stock. As of January 12, 2016, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Issuer's restricted common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.