Home > Insider Trading > Filing (0000899243-16-011584)

Filing Details

Accession Number:: 0000899243-16-011584
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-12 20:27:38
Reporting Period:: 2016-01-08

Filing Date:: 2016-01-12
Accepted Time:: 2016-01-12 20:27:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1548309	Sears Hometown & Outlet Stores Inc.	SHOS	Retail-Department Stores (5311)	800808358

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
860585	Rbs Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154	No	No	Yes	No
923727	Esl Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154	No	No	Yes	No
1126396	Esl Investments, Inc.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154	No	No	Yes	No
1183200	S Edward Lampert	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2016-01-08	16,244	$7.86	6,401,326	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2016-01-12	4,700	$7.89	6,406,026	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	4,771,352	Indirect	See Footnotes

Footnotes

This price represents the approximate weighted average price per share of common stock of Sears Hometown and Outlet Stores, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of purchases that were executed at prices ranging from $7.73 to $7.94 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.
RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $7.855 to $7.90 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
Represents Shares directly beneficially owned by Partners.