Filing Details

Accession Number:
0001209191-16-090678
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-11 10:51:46
Reporting Period:
2016-01-07
Filing Date:
2016-01-11
Accepted Time:
2016-01-11 10:51:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-07 800 $5.84 3,315,570 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-07 700 $5.71 3,316,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-07 1,000 $5.73 3,317,270 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-08 1,400 $5.70 3,318,670 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-08 600 $5.71 3,319,270 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.