Filing Details
- Accession Number:
- 0001140361-16-047141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-07 16:19:30
- Reporting Period:
- 2016-01-05
- Filing Date:
- 2016-01-07
- Accepted Time:
- 2016-01-07 16:19:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1320947 | Diamond Foods Inc | DMND | Miscellaneous Food Preparations & Kindred Products (2090) | 941365192 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333501 | M Robert Lea | C/O Diamond Foods, Inc. 600 Montgomery Street, 13Th Floor San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-05 | 10,000 | $15.01 | 48,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-01-05 | 10,000 | $17.03 | 58,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-05 | 20,000 | $37.98 | 38,057 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2016-01-05 | 10,000 | $0.00 | 10,000 | $15.01 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2016-01-05 | 10,000 | $0.00 | 10,000 | $17.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-07-19 | No | 4 | M | Direct | |
| 0 | 2017-07-19 | No | 4 | M | Direct |
Footnotes
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $37.86 to $38.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The stock option grant fully vested on July 20, 2007.
- The stock option grant fully vested on July 20, 2008.
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