Filing Details
- Accession Number:
- 0001209191-16-090297
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-01-07 11:25:20
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-07
- Accepted Time:
- 2016-01-07 11:25:20
- Original Submission Date:
- 2016-01-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622435 | Daniel Caruso | 1805 29Th Street Suite 2050 Boulder CO 80301 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-01-04 | 67,890 | $26.44 | 7,771,295 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-01-05 | 27,000 | $26.78 | 1,387,249 | No | 4 | S | Indirect | By Bear Equity, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Bear Equity, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,126,895 | Indirect | By Bear Investments, LLLP |
Common Stock | 84 | Indirect | By VP Holdings, LLC |
Footnotes
- The sale reported was effected pursuant to a sell-to-cover Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2015. This sale is mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- The shares were sold in one transaction at the price reported.
- Reflects gift of 34,000 shares of common stock to The Caruso Foundation made on December 29, 2015 but not yet reflected in amount of securities beneficially owned.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2015.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.56 to $26.93. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.