Filing Details

Accession Number:
0001140361-16-047057
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-06 20:58:08
Reporting Period:
2016-01-04
Filing Date:
2016-01-06
Accepted Time:
2016-01-06 20:58:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279755 F Jason Hughes 1482 East Valley Road
Suite 300
Santa Barbara CA 93108
No No Yes No
1279767 L Steven Karan 1482 East Valley Road
Suite 300
Santa Barbara CA 93108
No No Yes No
1646465 Clarity Ventures, L.p. 1482 East Valley Road
Suite 300
Santa Barbara CA 93108
No No Yes No
1646467 Meadowridge Ventures, L.p. 1482 East Valley Road
Suite 300
Santa Barbara CA 93108
No No Yes No
1661441 Clarity Ventures, Inc. 1482 East Valley Road
Suite 300
Santa Barbara CA 93108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-01-04 18,700 $13.88 23,700 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-04 779 $13.88 6,479 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-05 4,600 $13.92 28,300 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-06 35,100 $13.68 63,400 No 4 P Direct
Class A Common Stock Acquisiton 2016-01-06 1,000 $13.68 7,479 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 175,025 Direct
Class A Common Stock 12,890 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.60 to $14.00, inclusive. The reporting persons undertake to provide to AppFolio, Inc., any security holder of AppFolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1), (4) and (5) to this Form 4.
  2. These shares are directly owned by Clarity Ventures, L.P. ("Clarity LP"). These shares are indirectly owned by Clarity Ventures, Inc. ("Clarity GP"), as the general partner of Clarity LP. These shares are also indirectly owned by Steven L. Karan ("Mr. Karan"), as the President and 100% owner of Clarity GP, and by Jason F. Hughes ("Mr. Hughes"), as an authorized officer of Clarity GP.
  3. These shares are directly owned by Meadowridge Ventures, L.P. ("Meadowridge"). These shares are indirectly owned by Clarity GP, as the general partner of Meadowridge. These shares are also indirectly owned by Mr. Karan, as the President and 100% owner of Clarity GP, and by Mr. Hughes, as an authorized officer of Clarity GP.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.84 to $14.00, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.47 to $13.95, inclusive.
  6. These shares are directly owned by Mr. Karan. These shares are held in the Steven L. Karan Roth IRA.
  7. These shares are directly owned by Mr. Hughes. These shares are held in the Jason F. Hughes Roth IRA.