Filing Details
- Accession Number:
- 0001493152-16-006661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-06 20:01:37
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-06
- Accepted Time:
- 2016-01-06 20:01:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162896 | Wizard World Inc. | WIZD | Services-Amusement & Recreation Services (7900) | 980357690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113835 | Paul Kessler | 1100 Glendon Avenue, Suite 850 Los Angeles CA 90024 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-01-04 | 15,000 | $0.34 | 9,024,783 | No | 4 | P | Indirect | Please see explanation below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Please see explanation below |
Footnotes
- These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned. Bristol Investment owns a total of 7,670,083 shares of the Company's common stock.
- This total includes: (i) 7,670,083 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
- This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, of which approximately 318,611 have vested.