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Filing Details

Accession Number:: 0001209191-16-090127
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-06 19:11:16
Reporting Period:: 2016-01-04

Filing Date:: 2016-01-06
Accepted Time:: 2016-01-06 19:11:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1347178	Vanda Pharmaceuticals Inc.	VNDA	Pharmaceutical Preparations (2834)	030491827

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1355537	Hristos Mihael Polymeropoulos	2200 Pennsylvania Avenue Suite 300E Washington DC 20037	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-01-04	12,500	$0.00	829,281	No	4	M	Direct
Common Stock	Acquisiton	2016-01-04	6,250	$0.00	835,531	No	4	M	Direct
Common Stock	Acquisiton	2016-01-04	12,500	$0.00	848,031	No	4	M	Direct
Common Stock	Acquisiton	2016-01-04	12,500	$0.00	860,531	No	4	M	Direct
Common Stock	Disposition	2016-01-04	21,353	$8.96	839,178	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2016-01-04	12,500	$0.00	12,500	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-01-04	6,250	$0.00	6,250	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-01-04	12,500	$0.00	12,500	$0.00
Common Stock	Restricted Stock Unit	Disposition	2016-01-04	12,500	$0.00	12,500	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
6,250	No	4	M	Direct
25,000	No	4	M	Direct
37,500	No	4	M	Direct

Footnotes

Each Restricted Stock Unit ("RSU") represents a contingent right to receive a share of the Issuer's common stock.
Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs as reflected in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.88 to $9.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
The RSUs shall vest in four (4) equal annual installments beginning January 1, 2013, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.
Not Applicable.
50% of the original RSU award vested on July 29, 2013 due to milestone achievement, the remaining RSUs vest in four (4) equal annual installments beginning January 1, 2014, provided Reporting Person has remained in continuous service with the Issuer on each applicable vesting date. Vested shares will be delivered on the First Permissible Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.
The RSUs shall vest in four (4) equal annual installments beginning January 1, 2015, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.
The RSUs shall vest in four (4) equal annual installments beginning January 1, 2016, provided Reporting Person remains continuously employed by the Issuer through each annual vesting date. Vested shares will be delivered on the First Permissable Trading Day (as defined in the RSU Agreement) that occurs on or after the day when the RSUs vest.