Filing Details
- Accession Number:
- 0001489096-16-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-06 18:32:23
- Reporting Period:
- 2015-10-01
- Filing Date:
- 2016-01-06
- Accepted Time:
- 2016-01-06 18:32:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357776 | A Charles Sorrentino | 100 Thermon Drive San Marcos TX 78666 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-10-01 | 690 | $0.00 | 25,768 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-10-01 | 1,000 | $0.00 | 24,768 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-01-04 | 826 | $0.00 | 25,594 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.20 | 2011-05-04 | 2020-10-27 | 16,358 | 16,358 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-27 | 16,358 | 16,358 | Direct |
Footnotes
- Award pursuant to Issuer's Non-Employee Director Compensation Program.
- Transaction pursuant to a Rule 10b5-1 plan.
- Options vested and became exercisable in connection with the Issuer's initial public offering.