Filing Details
- Accession Number:
- 0001209191-16-090086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-06 18:29:46
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-06
- Accepted Time:
- 2016-01-06 18:29:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Svp, Finance, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-04 | 10,490 | $2.00 | 10,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-04 | 10,490 | $7.38 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-05 | 34,341 | $2.00 | 34,341 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-05 | 34,341 | $6.90 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-06 | 2,776 | $2.00 | 2,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-06 | 2,776 | $6.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-01-04 | 10,490 | $0.00 | 10,490 | $2.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-01-05 | 34,341 | $0.00 | 34,341 | $2.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-01-06 | 2,776 | $0.00 | 2,776 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,510 | 2006-02-09 | 2016-02-09 | No | 4 | M | Direct |
| 60,169 | 2006-02-09 | 2016-02-09 | No | 4 | M | Direct |
| 57,393 | 2006-02-09 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a December 2014 Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares sold are associated with stock options which will expire in February 2016.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.15 to $8.00 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.69 to $7.16 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.36 to $6.82 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of January 4, 2016 and prior to this transaction, the option fully vested
- Not applicable.
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