Filing Details

Accession Number:
0001387131-16-003823
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-06 18:27:03
Reporting Period:
2016-01-05
Filing Date:
2016-01-06
Accepted Time:
2016-01-06 18:27:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Investment Corp FSIC () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438253 C. Michael Forman C/O Fs Investment Corp.
201 Rouse Boulevard
Philadelphia PA 19112
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-05 1,500 $8.95 325,892 No 4 P Direct
Common Stock Acquisiton 2016-01-05 6,600 $8.95 620,522 No 4 P Indirect By Franklin Square Holdings, L.P.
Common Stock Acquisiton 2016-01-06 1,511 $8.95 622,033 No 4 P Indirect By Franklin Square Holdings, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Franklin Square Holdings, L.P.
No 4 P Indirect By Franklin Square Holdings, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,457 Indirect By Trust
Common Stock 10,442 Indirect By Spouse
Common Stock 2,625 Indirect By Trust FBO Minor Children
Common Stock 9,264 Indirect In 401(k) account
Common Stock 6,335 Indirect In IRA account
Footnotes
  1. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $8.93 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.92 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Includes shares received through stock distributions and shares received on account of reinvested distributions.
  4. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.93 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.