Filing Details
- Accession Number:
- 0001358403-16-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-06 16:20:52
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-06
- Accepted Time:
- 2016-01-06 16:20:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358403 | Bellicum Pharmaceuticals Inc | BLCM | Pharmaceutical Preparations (2834) | 201450200 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626892 | Annemarie Moseley | C/O Bellicum Pharmaceuticals, Inc. 2130 W. Holcombe Blvd., Ste. 800 Houston TX 77030 | Coo/Evp Clinical Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-04 | 35,000 | $2.55 | 35,251 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-01-04 | 32,700 | $19.01 | 2,551 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-01-04 | 2,300 | $19.96 | 251 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2016-01-04 | 125,000 | $0.00 | 125,000 | $19.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2016-01-04 | 35,000 | $0.00 | 35,000 | $2.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,000 | 2026-01-03 | No | 4 | A | Direct | |
18,235 | 2021-11-08 | No | 4 | M | Direct |
Footnotes
- Includes 129 shares acquired under the Issuer's Employee Stock Purchase Plan on December 10, 2015.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2015.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.71 to $19.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $20.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- 25% of the shares subject to the stock option vest and become exercisable on January 4, 2017, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.
- 25% of the shares subject to the stock option vest and became exercisable on November 9, 2012, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.