Filing Details
- Accession Number:
- 0001137411-16-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-06 12:56:57
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-06
- Accepted Time:
- 2016-01-06 12:56:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559248 | J Philip Jasper | M/S 120-102 400 Collins Road Ne Cedar Rapids IA 52498 | Exec. Vp & Coo, Government Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-04 | 1,350 | $74.05 | 13,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-04 | 1,102 | $90.64 | 12,617 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-01-04 | 2,243 | $74.05 | 14,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-04 | 2,243 | $90.60 | 12,617 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-05 | 307 | $74.05 | 12,924 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-01-04 | 3,593 | $0.00 | 3,593 | $74.05 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-01-05 | 307 | $0.00 | 307 | $74.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 307 | 2017-11-13 | No | 4 | M | Direct | |
| 0 | 2017-11-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,216 | Indirect | By Savings Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 8, 2015. Includes shares acquired under a dividend reinvestment plan.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2015.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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