Filing Details
- Accession Number:
- 0001209191-16-089450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-05 20:04:27
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-01-05
- Accepted Time:
- 2016-01-05 20:04:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467760 | Apollo Commercial Real Estate Finance Inc. | ARI | Real Estate Investment Trusts (6798) | 270467113 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1128865 | Stuart Rothstein | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-31 | 28,883 | $17.23 | 213,507 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-01-04 | 10,000 | $17.01 | 203,507 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting personarising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
- Reported amount includes 146,667 RSUs.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2015.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.0500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
