Filing Details
- Accession Number:
- 0001209191-16-089109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-05 17:35:26
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-05
- Accepted Time:
- 2016-01-05 17:35:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186677 | B John Furman | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-01-04 | 10,000 | $12.88 | 66,475 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-01-04 | 10,000 | $23.00 | 56,475 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2016-01-04 | 10,000 | $0.00 | 10,000 | $12.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-09-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,100 | Indirect | By Trust |
Common Stock | 1,000 | Indirect | By Limited Partnership |
Footnotes
- The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015.
- The shares are held by the reporting person's defined benefit pension trust, of which the reporting person is the sole trustee.
- The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.
- 1/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.