Filing Details
- Accession Number:
- 0001019056-16-000976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-05 16:55:59
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-01-05
- Accepted Time:
- 2016-01-05 16:55:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1309082 | Lucas Energy Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1606025 | John Helmers | 1357 Ashford Avenue Pmb 426 San Juan PR 00907 | No | No | Yes | No | |
1606206 | Condagua, Llc | 1357 Ashford Avenue Pmb 426 San Juan PR 00907 | No | No | Yes | No | |
1606238 | Glenn Adele Helmers | 1357 Ashford Avenue Pmb 426 San Juan PR 00907 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value .0001 Per Share | Disposition | 2015-12-31 | 20,000 | $151,247.22 | 46,666 | No | 4 | S | Direct | |
Common Stock, Par Value .0001 Per Share | Disposition | 2015-12-31 | 57,126 | $462,918.63 | 50,000 | No | 4 | S | Indirect | By Condagua, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Condagua, LLC |
Footnotes
- A. Glenn Helmers ("AGH"), who is also reporting her ownership on this Form 4, has an indirect pecuniary interest in the shares held directly by John B. Helmers ("JBH") because she is his wife.
- AGH is the direct beneficial owner of 100% of the ownership interests in Condagua, LLC ("Condagua"), which directly owns 50,000 shares of the common stock ("Common Stock"), par value $0.001 per share of the Issuer, and as such has an indirect pecuniary interest in the Common Stock held by Condagua. JBH has an indirect pecuniary interest in the Common Stock owned by Condagua by virtue of his marriage to AGH.