Filing Details
- Accession Number:
- 0001437106-16-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-05 12:05:59
- Reporting Period:
- 2015-12-31
- Filing Date:
- 2016-01-05
- Accepted Time:
- 2016-01-05 12:05:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1437106 | Ascent Capital Group Inc. | ASCMA | Services-Miscellaneous Business Services (7380) | 262735737 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1130803 | E William Niles | Ascent Capital Group, Inc. 5251 Dtc Parkway, Suite 1000 Greenwood Villlage CO 80111 | Exec Vp/Gen Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Disposition | 2015-12-31 | 480 | $16.76 | 18,388 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2016-01-04 | 1,300 | $15.71 | 17,088 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2016-01-04 | 200 | $16.57 | 16,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on December 31, 2015. The price is based on an average of the high and low trading prices on December 31, 2015.
- The sale was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.3526 to $16.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Billionaire Hedge Funds
