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Home > Insider Trading > Filing (0001209191-16-088041)

Filing Details

Accession Number:: 0001209191-16-088041
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-01-04 19:19:58
Reporting Period:: 2015-12-30

Filing Date:: 2016-01-04
Accepted Time:: 2016-01-04 19:19:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879407	Arrowhead Research Corp	ARWR	Services-Commercial Physical & Biological Research (8731)	460408024

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1486672	Allen Kenneth Myszkowski	225 S. Lake Avenue Suite 1050 Pasadena CA 91101	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-30	13,153	$6.13	108,347	No	4	F	Direct
Common Stock	Disposition	2015-12-30	23,347	$6.13	85,000	No	4	S	Direct
Common Stock	Acquisiton	2016-01-01	50,000	$0.00	135,000	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2016-01-01	40,000	$0.00	40,000	$6.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
362,000		2026-01-01	No	4	A	Direct

Footnotes

Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments on the anniversary date of the grant.
Option vests and becomes exercisable over a four year period from date of grant.