Filing Details
- Accession Number:
- 0001493152-16-006566
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 17:30:39
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 17:30:39
- Original Submission Date:
- 2015-12-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908598 | Atrm Holdings Inc. | ATRM | Prefabricated Wood Bldgs & Components (2452) | 411439182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548312 | E. Jeffrey Eberwein | C/O Atrm Holdings, Inc. 3050 Echo Lake Avenue, Suite 300 Mahtomedi MN 55115 | Yes | No | Yes | No | |
1589247 | Lone Star Value Investors Lp | 53 Forest Avenue, 1St Floor Old Greenwich CT 06870 | No | No | Yes | No | |
1589325 | Lone Star Value Investors Gp Llc | 53 Forest Avenue, 1St Floor Old Greenwich CT 06870 | No | No | Yes | No | |
1589350 | Lone Star Value Management Llc | 53 Forest Avenue, 1St Floor Old Greenwich CT 06870 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2015-12-14 | 10,000 | $2.99 | 10,000 | No | 4 | P | Indirect | By: Separately Managed Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: Separately Managed Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 10,000 | Direct | |
Common Stock, $0.001 Par Value | 1,067,885 | Indirect | By: Lone Star Value Investors, LP |
Footnotes
- This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on December 4, 2015.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $3.00, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account.
- Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.