Filing Details
- Accession Number:
- 0000846913-16-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 16:27:29
- Reporting Period:
- 2015-12-30
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 16:27:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
846913 | Fuel Tech Inc. | FTEK | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 205657551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246268 | G Douglas Bailey | C/O Fuel Tech, 27601 Bella Vista Parkway Warrenville IL 60555 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-30 | 15,000 | $1.85 | 1,842,438 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | Daughter |
Common Stock | 245,000 | Indirect | Family Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $1.82 to $1.85; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
- The reporting person disclaims beneficial ownership of these shares.
- The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.