Filing Details
- Accession Number:
- 0000899243-16-010628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 16:09:19
- Reporting Period:
- 2015-12-30
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 16:09:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410172 | Rubicon Technology Inc. | RBCN | Semiconductors & Related Devices (3674) | 364419301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224360 | E Michael Mikolajczyk | C/O Rubicon Technology, Inc. 900 East Green St., Unit A Bensenville IL 60106 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-30 | 41,300 | $1.20 | 169,469 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-31 | 38,700 | $1.19 | 208,169 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.24, inclusive. The reporting person undertakes to provide to Rubicon Technology, Inc., any security holder of Rubicon Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- Includes 3,406 shares of restricted stock that vest on December 31, 2015, which were previously reported by the reporting person on Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.24, inclusive.