Filing Details
- Accession Number:
- 0001140361-16-046237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 15:02:27
- Reporting Period:
- 2015-12-30
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 15:02:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367644 | Emergent Biosolutions Inc. | EBS | Pharmaceutical Preparations (2834) | 141902018 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380177 | Ronald Richard | 400 Professional Dr, Suite 400 Gaithersburg MD 20879 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-30 | 21,600 | $8.43 | 35,333 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-30 | 21,600 | $40.00 | 13,733 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-12-30 | 21,600 | $0.00 | 21,600 | $8.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-06-13 | No | 4 | M | Direct |
Footnotes
- Consists of an option granted under the company's stock incentive plan on June 14, 2007.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive.
- The option vested in three equal installments in June 2008, 2009 and 2010.