Filing Details
- Accession Number:
- 0001209191-16-087668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 14:16:52
- Reporting Period:
- 2015-12-30
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 14:16:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259867 | W Gregory Becker | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-30 | 3,106 | $60.37 | 47,911 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2015-12-30 | 8,589 | $64.37 | 56,500 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2015-12-30 | 2,772 | $71.11 | 59,272 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 2,600 | $120.74 | 56,672 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 506 | $121.65 | 56,166 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 6,528 | $120.46 | 49,638 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 1,861 | $121.25 | 47,777 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 200 | $122.69 | 47,577 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 2,226 | $121.04 | 45,351 | No | 4 | S | Indirect | Revocable Trust |
Common Stock | Disposition | 2015-12-30 | 546 | $121.89 | 44,805 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-12-30 | 3,106 | $60.37 | 3,106 | $60.37 |
Common Stock | Stock Option | Disposition | 2015-12-30 | 8,589 | $64.37 | 8,589 | $64.37 |
Common Stock | Stock Option | Disposition | 2015-12-30 | 2,772 | $71.11 | 2,772 | $71.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,894 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
19,511 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
28,828 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,527 | Indirect | By 401(k)/ESOP |
Footnotes
- The 2,600 shares were sold through separate trades, with the sale prices ranging from $120.39 to $121.11 and at a weighted average sale price of $120.7444.
- The 506 shares were sold through separate trades, with the sale prices ranging from $121.39 to $121.82 and at a weighted average sale price of $121.654.
- The 6,528 shares were sold through separate trades, with the sale prices ranging from $120.00 to $120.995 and at a weighted average sale price of $120.4589.
- The 1,861 shares were sold through separate trades, with the sale prices ranging from $121.00 to $121.82 and at a weighted average sale price of $121.2537.
- The 200 shares were sold through separate trades, with the sale prices ranging from $122.385 to $122.995 and at a weighted average sale price of $122.69.
- The 2,226 shares were sold through separate trades, with the sale prices ranging from $120.72 to $121.60 and at a weighted average sale price of $121.0435.
- The 546 shares were sold through separate trades, with the sale prices ranging from $121.82 to $122.34 and at a weighted average sale price of $121.8898.