Filing Details

Accession Number:
0001209191-16-087668
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-04 14:16:52
Reporting Period:
2015-12-30
Filing Date:
2016-01-04
Accepted Time:
2016-01-04 14:16:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259867 W Gregory Becker Svb Financial Group
3005 Tasman Drive
Santa Clara CA 95054
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-30 3,106 $60.37 47,911 No 4 M Indirect Revocable Trust
Common Stock Acquisiton 2015-12-30 8,589 $64.37 56,500 No 4 M Indirect Revocable Trust
Common Stock Acquisiton 2015-12-30 2,772 $71.11 59,272 No 4 M Indirect Revocable Trust
Common Stock Disposition 2015-12-30 2,600 $120.74 56,672 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 506 $121.65 56,166 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 6,528 $120.46 49,638 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 1,861 $121.25 47,777 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 200 $122.69 47,577 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 2,226 $121.04 45,351 No 4 S Indirect Revocable Trust
Common Stock Disposition 2015-12-30 546 $121.89 44,805 No 4 S Indirect Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Revocable Trust
No 4 M Indirect Revocable Trust
No 4 M Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
No 4 S Indirect Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2015-12-30 3,106 $60.37 3,106 $60.37
Common Stock Stock Option Disposition 2015-12-30 8,589 $64.37 8,589 $64.37
Common Stock Stock Option Disposition 2015-12-30 2,772 $71.11 2,772 $71.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,894 2012-04-27 2018-04-27 No 4 M Direct
19,511 2013-05-01 2019-05-01 No 4 M Direct
28,828 2014-04-30 2020-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,527 Indirect By 401(k)/ESOP
Footnotes
  1. The 2,600 shares were sold through separate trades, with the sale prices ranging from $120.39 to $121.11 and at a weighted average sale price of $120.7444.
  2. The 506 shares were sold through separate trades, with the sale prices ranging from $121.39 to $121.82 and at a weighted average sale price of $121.654.
  3. The 6,528 shares were sold through separate trades, with the sale prices ranging from $120.00 to $120.995 and at a weighted average sale price of $120.4589.
  4. The 1,861 shares were sold through separate trades, with the sale prices ranging from $121.00 to $121.82 and at a weighted average sale price of $121.2537.
  5. The 200 shares were sold through separate trades, with the sale prices ranging from $122.385 to $122.995 and at a weighted average sale price of $122.69.
  6. The 2,226 shares were sold through separate trades, with the sale prices ranging from $120.72 to $121.60 and at a weighted average sale price of $121.0435.
  7. The 546 shares were sold through separate trades, with the sale prices ranging from $121.82 to $122.34 and at a weighted average sale price of $121.8898.