Filing Details
- Accession Number:
- 0001209191-16-087576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-04 11:16:33
- Reporting Period:
- 2015-12-30
- Filing Date:
- 2016-01-04
- Accepted Time:
- 2016-01-04 11:16:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tricadia Holdings, L.p. 780 Third Avenue 29Th Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-12-30 | 919 | $6.50 | 3,303,861 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 580 | $6.45 | 3,304,441 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 537 | $6.55 | 3,304,978 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 173 | $6.41 | 3,305,151 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 160 | $6.48 | 3,305,311 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 99 | $6.49 | 3,305,410 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-30 | 31 | $6.51 | 3,305,441 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-31 | 736 | $6.44 | 3,306,177 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-31 | 566 | $6.42 | 3,306,743 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-31 | 435 | $6.45 | 3,307,178 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2015-12-31 | 92 | $6.40 | 3,307,270 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
Billionaire Hedge Funds
