Filing Details
- Accession Number:
- 0001209191-15-087484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-31 13:42:11
- Reporting Period:
- 2015-12-29
- Filing Date:
- 2015-12-31
- Accepted Time:
- 2015-12-31 13:42:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1597755 | Patricia Nakache | 2480 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-29 | 1,321 | $13.47 | 1,964 | No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Common Stock | Disposition | 2015-12-30 | 1,600 | $13.43 | 364 | No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Common Stock | Disposition | 2015-12-31 | 364 | $13.39 | 0 | No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
No | 4 | S | Indirect | By Gordon/Nakache Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,552,749 | Indirect | By Trinity Ventures X, L.P. |
Common Stock | 53,696 | Indirect | By Trinity X Entrepreneurs' Fund, L.P. |
Common Stock | 31,444 | Indirect | By Trinity X Side-By-Side Fund, L.P. |
Common Stock | 2,308 | Indirect | By TVL Management Corporation |
Footnotes
- Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
- The Reporting Person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The Reporting Person serves as an officer of TVL Management Corporation. The Reporting Person disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2015.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.36 to $13.65 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). The Reporting Person is a trustee of the Nakache Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.35 to $13.65 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the sale price for all shares sold.