Filing Details
- Accession Number:
- 0001209191-15-087417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-30 17:30:29
- Reporting Period:
- 2015-12-29
- Filing Date:
- 2015-12-30
- Accepted Time:
- 2015-12-30 17:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883975 | Stemcells Inc | STEM | Biological Products, (No Disgnostic Substances) (2836) | 943078125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461320 | Blair Kenneth Stratton | C/O Stemcells, Inc. 7707 Gateway Blvd, Ste 140 Newark CA 94560 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-29 | 104,549 | $0.45 | 556,525 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,081 | Indirect | By 401(k) Plan |
Footnotes
- The $0.4512 per share price was the weighted average price of open market sales by Mr. Stratton on 12/29/2015. Actual prices ranged from $0.4411 per share to $0.4699 per share. Mr. Stratton will provide full information about the number of shares sold at each price, upon request by the SEC, the issuer or any security holder of the issuer.
- Includes (1) 140,000 restricted stock units, with 70,000 of these vesting on each of May 24, 2016 and May 24, 2017; (2) 32,500 restricted stock units vesting on January 27, 2016; (3) 240,000 restricted stock units, with 80,000 of these vesting on each of January 8, 2016, January 8, 2017 and January 8, 2018; and (4) 80,000 restricted stock units with performance based vesting.
- Shares held in 401(k) account, in accordance with issuer's employer-match policies.