Home > Insider Trading > Filing (0001387131-15-003771)

Filing Details

Accession Number:: 0001387131-15-003771
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-30 17:24:59
Reporting Period:: 2015-12-29

Filing Date:: 2015-12-30
Accepted Time:: 2015-12-30 17:24:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422183	Fs Investment Corp	FSIC	()	261630040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1438262	J. David Adelman	C/O Fs Investment Corporation 201 Rouse Boulevard Philadelphia PA 19112		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-29	21,700	$9.10	591,522	No	4	P	Indirect	By Franklin Square Holdings, L.P.
Common Stock	Acquisiton	2015-12-30	19,710	$9.17	611,232	No	4	P	Indirect	By Franklin Square Holdings, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Franklin Square Holdings, L.P.
No	4	P	Indirect	By Franklin Square Holdings, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	34,063	Direct
Common Stock	150,000	Indirect	By Darco Capital, LP
Common Stock	22,228	Indirect	By Darco Investments, LLC

Footnotes

The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $9.02 to $9.20, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $9.01 to $9.20, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Darco Capital, LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Capital, LP that exceed his pecuniary interest therein.
Darco Investments, LLC is a limited liability company controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Darco Investments, LLC that exceed his pecuniary interest therein.