Filing Details
- Accession Number:
- 0001288123-15-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-30 17:00:05
- Reporting Period:
- 2015-12-28
- Filing Date:
- 2015-12-30
- Accepted Time:
- 2015-12-30 17:00:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1098972 | Agenus Inc | AGEN | Biological Products, (No Disgnostic Substances) (2836) | 061562417 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
935679 | H Garo Armen | 3 Forbes Road Lexington MA 02421 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-28 | 44,435 | $4.62 | 1,388,369 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-28 | 89,917 | $4.59 | 1,298,452 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-29 | 85,224 | $4.57 | 1,213,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-30 | 162,000 | $4.63 | 1,051,228 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 220,349 | Indirect | by Trust and Antigenics Holdings |
Footnotes
- Dr. Armen executed the sale for tax planning purposes. Dr. Armen intends to use the net proceeds of the sale to purchase Agenus stock during an open window in 2016.
- Dr. Armen is trustee and has investment authority for the Garo Armen 2014 2 Year GRAT holding 216,303 shares of Agenus Inc. common stock. Dr. Armen disclaims beneficial ownership. Dr. Armen is also Chairman of the Board of Managers and a member of Antigenics Holdings LLC ("Holdings") which as of the date of this report owns 4,046 shares of Agenus Inc. common stock. Dr. Armen has a pecuniary interest in only a portion of the shares held by Holdings and disclaims beneficial ownership to the extent of his pecuniary interest therein.
- Represents shares donated to a charitable organization.