Filing Details

Accession Number:
0001181580-15-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-30 16:18:30
Reporting Period:
2015-12-28
Filing Date:
2015-12-30
Accepted Time:
2015-12-30 16:18:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718332 Rave Restaurant Group Inc. RAVE Wholesale-Groceries & Related Products (5140) 453189287
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208889 E Mark Schwarz 200 Crescent Court
Suite 1400
Dallas TX 75201
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-28 3,335 $5.75 84,026 No 4 P Direct
Common Stock Acquisiton 2015-12-30 16,665 $5.85 100,691 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,729,773 Indirect Shares directly owned by Newcastle Partners L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Stock Option (right to buy) $3.11 2013-06-25 2022-06-25 15,000 15,000 Direct
Common Stock Director Stock Option (right to buy) $1.90 2010-06-29 2019-06-29 40,000 40,000 Direct
Common Stock Director Stock Option (right to buy) $2.32 2009-07-02 2018-07-02 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-25 15,000 15,000 Direct
2019-06-29 40,000 40,000 Direct
2018-07-02 40,000 40,000 Direct
Footnotes
  1. Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.