Filing Details

Accession Number:
0000899243-15-010504
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-30 16:10:34
Reporting Period:
2014-01-07
Filing Date:
2015-12-30
Accepted Time:
2015-12-30 16:10:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302084 Energizer Resources Inc. ENZR Gold And Silver Ores (1040) 200803515
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348145 Ltd Services Advisory Vr Dubai International Financial Center
Gate Village, Bldg. 4, Suite 402
Dubai C0 506755
No No Yes No
1508563 Vr Global Partners, L.p. Dubai International Financial Center
Gate Village, Bldg. 4, Suite 402
Dubai C0 506755
No No Yes No
1660514 Ltd. Group Capital Vr Dubai International Financial Center
Gate Village, Bldg. 4, Suite 402
Dubai C0 506755
No No Yes No
1660515 Richard Deitz Niddry Lodge
51 Holland Street, First Floor
London W8 7JB
No No Yes No
1662251 Ltd. Participation Capital Vr Dubai International Financial Center
Gate Village, Bldg. 4, Suite 402
Dubai C0 506755
No No Yes No
1662446 Ltd. Holdings Capital Vr Dubai International Financial Center
Gate Village, Bldg. 4, Suite 402
Dubai C0 506755
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Acquisiton 2014-01-07 4,250,000 $0.11 6,511,904 No 4 P Indirect See Footnote
Common Stock, $0.001 Disposition 2014-01-15 500,000 $0.14 18,567,309 No 4 S Indirect See Footnote
Common Stock, $0.001 Disposition 2014-02-12 500,000 $0.16 18,067,309 No 4 S Indirect See Footnote
Common Stock, $0.001 Disposition 2014-08-27 802,000 $0.16 17,265,309 No 4 S Indirect See Footnote
Common Stock, $0.001 Disposition 2014-08-29 239,500 $0.16 17,025,809 No 4 S Indirect See Footnote
Common Stock, $0.001 Disposition 2014-09-12 1,500,000 $0.18 15,525,809 No 4 S Indirect See Footnote
Common Stock, $0.001 Acquisiton 2014-09-19 3,620,000 $0.14 19,145,809 No 4 P Indirect See Footnote
Common Stock, $0.001 Acquisiton 2015-07-31 3,334,000 $0.00 22,479,809 No 4 X Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
No 4 X Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Warrants to Purchase Common Stock Acquisiton 2014-01-07 7,250,000 $0.01 7,250,000 $0.18
Common Stock, $0.001 Warrants to Purchase Common Stock Acquisiton 2014-01-07 2,125,000 $0.01 2,125,000 $0.18
See Footnote 5 Special Warrants(Right to acquire Common Stock and Warrants) Acquisiton 2015-04-24 3,334,000 $0.12 0 $0.00
See Footnote 5 Special Warrants(Right to acquire Common Stock and Warrants) Disposition 2015-07-31 3,334,000 $0.00 0 $0.00
Common Stock, $0.001 Warrants to Purchase Common Stock Acquisiton 2015-07-31 1,667,000 $0.00 1,667,000 $0.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,678,571 2014-01-07 2017-01-14 No 4 P Indirect
2,839,285 2014-01-07 2017-01-14 No 4 P Indirect
3,334,000 No 4 P Indirect
0 No 4 X Indirect
8,917,000 2015-07-31 2018-05-04 No 4 X Indirect
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that VR Advisory Services Ltd ("VR"), VR Capital Participation Ltd. ("VRCP"), the sole shareholder of VR, VR Capital Goup ("VRCG"), the sole shareholder of VRCP, VR Capital Holdings Ltd. ("VRCH"), the sole shareholder of VRCG, or Richard Deitz, the principal of VR, VRCP, VRCG and VRCH, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 (the "Common Stock"), or warrants exercisable to purchase Common Stock of Energizer Resources Inc. (the "Issuer") purchased by VR Global Partners, L.P. Pursuant to Rule 16a-1, VR, VRCP, VRCG, VRCH and Mr. Deitz disclaim such beneficial ownership except to the extent of its or his spective pecuniary interest therein.
  2. VR Global Partners, L.P., for which VR is the general partner, currently holds 22,479,809 shares of Common Stock of the Issuer and warrants exercisable to purchase 8,917,000 shares of Common Stock of the Issuer. VRCP is the sole shareholder of VR. VRCG is the sole shareholder of VRCP. VRCH is the sole shareholder of VRCG. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held indirectly by VR, VRCP, VRCG and VRCH because, as the principal of VR, VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
  3. VRCP currently holds 6,511,904 shares of Common Stock of the Issuer and warrants exercisable to purchase 2,125,000 shares of Common Stock of the Issuer. VRCG reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCP. VRCH reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCG, the sole shareholder of VRCP. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because, as the principal of VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
  4. The Special Warrants will be deemed to be exercised without payment of additional consideration or further action on the earlier of (i) the third business day following the day upon which the Issuer obtains a receipt for a final prospectus qualifying the Common Stock and warrants exercisable to purchase Common Stock from the securities regulatory authority in of the provinces of British Columbia, Ontario, Alberta and certain other jurisdictions in which the Special Warrants are sold and further provided that the Issuer has filed (and has in effect) a resale registration statement in the United States with the Securities and Exchange Commission relating to the Common Stock and warrants exercisable to purchase Common Stock and (ii) October 28, 2015 (the "Automatic Conversion Date"). The Automatic Conversion Date was satisfied pursuant to (i) above on July 31, 2015.
  5. The Special Warrants are automatically convertible on the Automatic Conversion Date into 3,334,000 shares of Common Stock and warrants exercisable to purchase 1,667,000 shares of Common Stock.