Filing Details
- Accession Number:
- 0000899243-15-010504
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-30 16:10:34
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2015-12-30
- Accepted Time:
- 2015-12-30 16:10:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302084 | Energizer Resources Inc. | ENZR | Gold And Silver Ores (1040) | 200803515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348145 | Ltd Services Advisory Vr | Dubai International Financial Center Gate Village, Bldg. 4, Suite 402 Dubai C0 506755 | No | No | Yes | No | |
1508563 | Vr Global Partners, L.p. | Dubai International Financial Center Gate Village, Bldg. 4, Suite 402 Dubai C0 506755 | No | No | Yes | No | |
1660514 | Ltd. Group Capital Vr | Dubai International Financial Center Gate Village, Bldg. 4, Suite 402 Dubai C0 506755 | No | No | Yes | No | |
1660515 | Richard Deitz | Niddry Lodge 51 Holland Street, First Floor London W8 7JB | No | No | Yes | No | |
1662251 | Ltd. Participation Capital Vr | Dubai International Financial Center Gate Village, Bldg. 4, Suite 402 Dubai C0 506755 | No | No | Yes | No | |
1662446 | Ltd. Holdings Capital Vr | Dubai International Financial Center Gate Village, Bldg. 4, Suite 402 Dubai C0 506755 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 | Acquisiton | 2014-01-07 | 4,250,000 | $0.11 | 6,511,904 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 | Disposition | 2014-01-15 | 500,000 | $0.14 | 18,567,309 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.001 | Disposition | 2014-02-12 | 500,000 | $0.16 | 18,067,309 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.001 | Disposition | 2014-08-27 | 802,000 | $0.16 | 17,265,309 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.001 | Disposition | 2014-08-29 | 239,500 | $0.16 | 17,025,809 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.001 | Disposition | 2014-09-12 | 1,500,000 | $0.18 | 15,525,809 | No | 4 | S | Indirect | See Footnote |
Common Stock, $0.001 | Acquisiton | 2014-09-19 | 3,620,000 | $0.14 | 19,145,809 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 | Acquisiton | 2015-07-31 | 3,334,000 | $0.00 | 22,479,809 | No | 4 | X | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | X | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 | Warrants to Purchase Common Stock | Acquisiton | 2014-01-07 | 7,250,000 | $0.01 | 7,250,000 | $0.18 |
Common Stock, $0.001 | Warrants to Purchase Common Stock | Acquisiton | 2014-01-07 | 2,125,000 | $0.01 | 2,125,000 | $0.18 |
See Footnote 5 | Special Warrants(Right to acquire Common Stock and Warrants) | Acquisiton | 2015-04-24 | 3,334,000 | $0.12 | 0 | $0.00 |
See Footnote 5 | Special Warrants(Right to acquire Common Stock and Warrants) | Disposition | 2015-07-31 | 3,334,000 | $0.00 | 0 | $0.00 |
Common Stock, $0.001 | Warrants to Purchase Common Stock | Acquisiton | 2015-07-31 | 1,667,000 | $0.00 | 1,667,000 | $0.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,678,571 | 2014-01-07 | 2017-01-14 | No | 4 | P | Indirect |
2,839,285 | 2014-01-07 | 2017-01-14 | No | 4 | P | Indirect |
3,334,000 | No | 4 | P | Indirect | ||
0 | No | 4 | X | Indirect | ||
8,917,000 | 2015-07-31 | 2018-05-04 | No | 4 | X | Indirect |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that VR Advisory Services Ltd ("VR"), VR Capital Participation Ltd. ("VRCP"), the sole shareholder of VR, VR Capital Goup ("VRCG"), the sole shareholder of VRCP, VR Capital Holdings Ltd. ("VRCH"), the sole shareholder of VRCG, or Richard Deitz, the principal of VR, VRCP, VRCG and VRCH, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 (the "Common Stock"), or warrants exercisable to purchase Common Stock of Energizer Resources Inc. (the "Issuer") purchased by VR Global Partners, L.P. Pursuant to Rule 16a-1, VR, VRCP, VRCG, VRCH and Mr. Deitz disclaim such beneficial ownership except to the extent of its or his spective pecuniary interest therein.
- VR Global Partners, L.P., for which VR is the general partner, currently holds 22,479,809 shares of Common Stock of the Issuer and warrants exercisable to purchase 8,917,000 shares of Common Stock of the Issuer. VRCP is the sole shareholder of VR. VRCG is the sole shareholder of VRCP. VRCH is the sole shareholder of VRCG. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held indirectly by VR, VRCP, VRCG and VRCH because, as the principal of VR, VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
- VRCP currently holds 6,511,904 shares of Common Stock of the Issuer and warrants exercisable to purchase 2,125,000 shares of Common Stock of the Issuer. VRCG reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCP. VRCH reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCG, the sole shareholder of VRCP. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because, as the principal of VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
- The Special Warrants will be deemed to be exercised without payment of additional consideration or further action on the earlier of (i) the third business day following the day upon which the Issuer obtains a receipt for a final prospectus qualifying the Common Stock and warrants exercisable to purchase Common Stock from the securities regulatory authority in of the provinces of British Columbia, Ontario, Alberta and certain other jurisdictions in which the Special Warrants are sold and further provided that the Issuer has filed (and has in effect) a resale registration statement in the United States with the Securities and Exchange Commission relating to the Common Stock and warrants exercisable to purchase Common Stock and (ii) October 28, 2015 (the "Automatic Conversion Date"). The Automatic Conversion Date was satisfied pursuant to (i) above on July 31, 2015.
- The Special Warrants are automatically convertible on the Automatic Conversion Date into 3,334,000 shares of Common Stock and warrants exercisable to purchase 1,667,000 shares of Common Stock.