Filing Details

Accession Number:
0001140361-15-045883
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-30 10:27:01
Reporting Period:
2015-12-28
Filing Date:
2015-12-30
Accepted Time:
2015-12-30 10:27:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325447 First Eagle Investment Management, Llc 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1459708 Ltd Fund April 21 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
1637141 Arnhold & S. Bleichroeder Holdings, Inc. 1345 Avenue Of The Americas
New York NY 10105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-28 266,179 $4.73 2,599,340 No 4 P Direct
Common Stock Acquisiton 2015-12-28 90,621 $4.73 2,384,041 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. This Form 4 is filed by 21 April Fund, Ltd. ("21 April"), First Eagle Investment Management, LLC ("FEIM") and Arnhold and S. Bleichroeder Holdings, Inc. ("ASBH" and, collectively with 21 April and FEIM, the "Entities"). The Entities disclaim status as a "group" for purposes of this Form 4.
  2. These shares are held directly by 21 April. FEIM serves as registered investment adviser to 21 April and is a subsidiary of ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
  3. These shares are indirectly beneficially owned by FEIM, as registered investment adviser to accounts other than 21 April, and ASBH. FEIM and ASBH disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that FEIM and ASBH are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. The share total for FEIM reflects a reduction of 50,000 shares from the previous filing because FEIM no longer has a pecuniary interest in such shares, having ended its provision of investment advisory services to the relevant account.